Supplemental Listing of Directives Affecting Nuclear Safety Requirements

National Nuclear Security Administration Supplemental Listing of Directives Affecting Nuclear Safety Requirements Last Updated 06/2014 U.S. DEPARTMENT OF ENERGY National Nuclear Security Administration Office of the Chief of Defense Nuclear Safety AVAILABLE ONLINE AT: http://hq.na.gov link to NNSA Policies/Supplemental Directives Updated 6/10/14 http://hq.na.gov/ This Page Intentionally Blank. Concurrence on Exemptions or Exceptions Page 1 ADDITIONAL DIRECTIVES (LATEST VERSION) REQUIRING CENTRAL TECHNICAL AUTHORITY CONCURRENCE PRIOR TO GRANTING EXEMPTIONS, EQUIVALENCIES OR EXCEPTIONS This document is maintained by the NNSA Chief of Defense Nuclear Safety and lists any directives, including Supplemental Directives or other NNSA issuances, for which NNSA employees must obtain Central Technical Authority concurrence prior to granting exemptions, equivalencies or exceptions. To enable use of a single reference, an updated list of directives identified in Attachment 1 from DOE O 410.1 is included on this list. If documents on this list are superseded prior to revision of this list, CTA concurrence requirements apply to the successor documents. Directive Title/Comment DOE O 413.3B Program and Project Management for the Acquisition of Capital Assets DOE O 414.1D Admin Chg 1 Quality Assurance DOE O 420.1C Facility Safety DOE O 422.1 Admin Chg 1 Conduct of Operations DOE O 425.1D Admin Chg 1 Verification of Readiness to Startup or Restart Nuclear Facilities DOE O 426.2 Admin Chg 1 Personnel Selection, Training, Qualification, and Certification Requirements for DOE Nuclear Facilities DOE O 433.1B Admin Chg 1 Maintenance Management Program for DOE Nuclear Facilities DOE M 435.1-1 Admin Chg 2 Radioactive Waste Management Manual DOE O 435.1 Chg 1 Radioactive Waste Management DOE O 452.1D Admin Chg 1 Nuclear Explosive and Weapon Surety Program DOE M 452.2-1A Admin Chg 1 Nuclear Explosive Safety Manual Updated 6/10/14 Page 2 Concurrence on Exemptions or Exceptions DOE M 452.2-2 Admin Chg 1 Nuclear Explosive Safety Evaluation Processes DOE O 452.2D Admin Chg 1 Nuclear Explosive Safety DOE O 460.1C Packaging and Transportation Safety DOE O 461.1B Packaging and Transportation for Offsite Shipment of Materials of National Security Interest DOE O 461.2 Onsite Packaging and Transfer of Materials of National Security Interest DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria Concurrence Prior to Revision or Cancellation Page 1 ADDITIONAL REGULATIONS AND DIRECTIVES (LATEST VERSION) REQUIRING CENTRAL TECHNICAL AUTHORITY CONCURRENCE PRIOR TO REVISION OR CANCELLATION This document is maintained by the NNSA Chief of Defense Nuclear Safety and lists directives not included in DOE O 410.1, including Supplemental Directives or other NNSA issuances, for which NNSA personnel must obtain Central Technical Authority concurrence prior to providing NNSA concurrence on revisions or cancellations. To enable use of a single reference, an update of the list of directives identified in Attachment 2 from DOE O 410.1 is included on this list. If documents on this list are superseded prior to revision of this list, CTA concurrence requirements apply to the successor documents. Directive Title/Comment BOP-10.002 Delegations of Nuclear Safety Authority BOP-50.001A NNSA ESAAB Equivalent Process NA-1 M 226.1A NNSA Line Oversight and Contractor Assurance System (LOCAS) NNSA SD 226.1-1A Headquarters Biennial Review of Nuclear Safety Performance Manual

NA-1 M 410.1A Implementation of NNSA Central Technical Authority Responsibilities Regarding Nuclear Safety Requirements NNSA SD 450.2 Functions, Responsibilities and Authorities (FRA) Document for Safety Management NA-1 SD G 442.2 NNSA/EM Differing Professional Opinions Process NA-1 SD 450.4-1 National Nuclear Security Administration Headquarters Integrated Safety Management System Description DOE M 140.1-1B Interface with the Defense Nuclear Facilities Safety Board DOE G 151.1-1A Emergency Management Fundamentals and the Operational Emergency Base Program DOE G 151.1-2 Technical Planning Basis DOE G 151.1-3 Programmatic Elements DOE G 151.1-4 Response Elements Updated 6/10/14 Page 2 Concurrence Prior to Revision or Cancellation Directive Title/Comment DOE O 151.1C Comprehensive Emergency Management System DOE O 153.1 Departmental Radiological Emergency Response Assets DOE O 210.2A DOE Corporate Operating Experience Program DOE O 225.1B Accident Investigations DOE O 226.1B Implementation of Department of Energy Oversight Policy DOE P 226.1B Department of Energy Oversight Policy DOE G 226.1-2A Federal Line Management Oversight of DOE Nuclear Facilities DOE O 227.1 Independent Oversight Program DOE O 231.1B Admin Chg 1 Environment, Safety and Health Reporting DOE O 232.2 Admin Chg 1 Occurrence Reporting and Processing of Operations Information DOE O 251.1C Departmental Directives Program DOE O 252.1A Admin Chg 1 Technical Standards Program DOE O 360.1C Federal Employee Training DOE O 410.1 Central Technical Authority Responsibilities Regarding Nuclear Safety Requirements DOE O 410.2 Admin Chg 1 Management of Nuclear Materials DOE O 413.3B Program and Project Management for Acquisition of Capital Assets Concurrence Prior to Revision or Cancellation Page 3 Directive Title/Comment DOE G 414.1-1C Management and Independent Assessments Guide DOE G 414.1-2B Admin Chg 2 Quality Assurance Program Guide DOE G 414.1-4 Safety Software Guide for Use with 10 CFR 830 Subpart A, Quality Assurance Requirements and DOE O 414.1C, Quality Assurance DOE O 414.1D Admin Chg 1 Quality Assurance DOE O 420.1C Facility Safety DOE P 420.1 Department of Energy Nuclear Safety Policy DOE G 420.1-1A Nonreactor Nuclear Safety Design Guide for Use with DOE O 420.1 Facility Safety DOE G 421.1-2A Implementation Guide for Use in Developing Documented Safety Analyses to Meet Subpart B of 10 CFR 830 DOE O 422.1 Admin Chg 1 Conduct of Operations DOE G 423.1-1A Implementation Guide for Use in Developing Technical Safety Requirements DOE G 424.1-1B Admin Chg 2 Implementation Guide for Use in Addressing Unreviewed Safety Questions Requirements DOE O 425.1D Admin Chg 1 Verification of Readiness to Startup or Restart Nuclear Facilities DOE O 426.1 Ch 1 Federal Technical Capability DOE O 426.2 Admin Chg 1 Personnel Selection, Training, Qualification, and Certification Requirements for DOE Nuclear Facilities DOE G 430.1-2 Implementation Guide for Surveillance and Maintenance During Facility Transition and Disposition DOE G 430.1-3 Deactivation Implementation Guide DOE G 430.1-4 Decommissioning Implementation Guide Updated 6/10/14 Page 4 Concurrence Prior to Revision or Cancellation Directive Title/Comment DOE G 430.1-5 Transition Implementation Guide DOE O 430.1B Chg 2 Real Property Asset Management DOE G 433.1-1A Admin Chg 1 Nuclear Facility Maintenance Management Program Guide for Use with DOE O 433.1B DOE O 433.1B Admin Chg 1

Maintenance Management Program for DOE Nuclear Facilities DOE O 435.1 Chg 1 Radioactive Waste Management DOE M 435.1-1 Admin Chg 2 Radioactive Waste Management Manual DOE N 435.1 Contact-Handled and Remote-Handled Transuranic Waste Processing DOE G 435.1-1 series Implementation Guide for Use with DOE M 435.1-1 Chapters 1 through 4 DOE O 436.1 Departmental Sustainability DOE O 440.1B Admin Chg 1 Worker Protection Management for DOE Federal Employees DOE G 440.1-1B Admin Chg 1 Worker Safety and Health Program for DOE (including the National Nuclear Security Administration) Federal and Contractor Employees DOE M 441.1-1 Nuclear Material Packaging Manual DOE G 441.1-1C Admin Chg 1 Radiation Protection Programs Guide for Use with Title 10, Code of Federal Regulations, Part 835, Occupational Radiation Protection DOE O 442.2 Differing Professional Opinions for Technical Issues Involving Environment, Safety and Health DOE G 442.1-1 Department of Energy Employee Concerns Program Guide DOE O 442.1A Department Of Energy Employee Concerns Program DOE O 450.2 Integrated Safety Management Concurrence Prior to Revision or Cancellation Page 5 Directive Title/Comment DOE P 450.4A Integrated Safety Management Policy DOE G 450.4-1C Integrated Safety Management System Guide DOE O 451.1B Admin Chg 3 National Environmental Policy Act Compliance Program DOE O 452.1D Admin Chg 1 Nuclear Explosive and Weapon Surety Program DOE M 452.2-1A Admin Chg 1 Nuclear Explosive Safety Manual DOE M 452.2-2 Admin Chg 1 Nuclear Explosive Safety Evaluation Processes DOE O 452.2D Admin Chg 1 Nuclear Explosive Safety DOE P 454.1 Use of Institutional Controls DOE G 454.1-1 Institutional Controls Implementation Guide for Use with DOE P 454.1, Use of Institutional Controls DOE O 458.1 Admin Chg 3 Radiation Protection of the Public and the Environment DOE G 460.1-1 series Packaging and Transportation Safety DOE O 460.1C Packaging and Transportation Safety DOE O 460.2A Departmental Materials Transportation and Packaging Management DOE G 460.2-1 Implementation Guide for Use with DOE O 460.2 Departmental Materials Transportation and Packaging Management DOE M 460.2-1A Radioactive Material Transportation Practices Manual DOE O 461.1B Packaging and Transportation for Offsite Shipment of Materials of National Security Interest DOE O 461.2 Onsite Packaging and Transfer of Materials of National Security Interest DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria Updated 6/10/14 Page 6 Concurrence Prior to Revision or Cancellation Directive Title/Comment 10 CFR 820 Procedural Rules for DOE Nuclear Activities 10 CFR 830 Nuclear Safety Management 10 CFR 835 Occupational Radiation Protection 10 CFR 851 Worker Safety and Health Program 48 CFR 970.5203-2 DOE Acquisition Regulation, Performance Improvement and Collaboration 48 CFR 970.5204-2 DOE Acquisition Regulation, Laws, Regulations and DOE Directives Clause 48 CFR 970.5215-3 DOE Acquisition Regulation, Conditional Payment of Fee, Profit and other Incentives—Facility Management Contracts Clause 48 CFR 970.5223-1 DOE Acquisition Regulation, Integration of Environment, Safety and Health Into Work Planning and Execution Clause DOE-STD-1020-2012 Natural Phenomena Hazards Design and Evaluation Criteria for Department of Energy Facilities DOE-STD-1027-92 Change Notice 1 Hazard Categorization and Accident Analysis Techniques for Compliance with DOE O 5480.23, Nuclear Safety Analysis Reports

DOE-STD-1030-96 Guide to Good Practices for Lockouts and Tagouts DOE-STD-1063-2011 Change Notice 1 Facility Representatives DOE-STD-1066-2012 Fire Protection Design Criteria DOE-STD-1073-2003 Configuration Management Program DOE-STD-1083-2009 Processing Exemptions to Nuclear Safety Rules and Approval of Alternate Methods for Documented Safety Analyses DOE-STD-1090-2011 Hoisting and Rigging DOE-HDBK-1099-96 Establishing Nuclear Facility Drill Programs DOE-STD-1104-2009 Review and Approval of Nuclear Facility Safety Basis and Safety Design Basis Documents Concurrence Prior to Revision or Cancellation Page 7 Directive Title/Comment DOE-STD-1120-2005 Integration of Environment, Safety, and Health into Facility Disposition Activities DOE-HDBK-1129-2008 Tritium Handling and Safe Storage DOE-STD-1137-2014 Fire Protection Engineering Functional Area Qualification Standard DOE-STD-1146-2007 General Technical Base Qualification Standard DOE-STD-1150-2013 Quality Assurance Functional Area Qualification Standard DOE-STD-1151-2010 Facility Representative Functional Area Qualification DOE-STD-1158-2010 Self-Assessment Standard for DOE Contractor Criticality Safety Programs DOE-STD-1159-2003 Waste Management Functional Area Qualification Standard DOE-STD-1166-2003 Deactivation and Decommission Functional Area Qualification Standard DOE-STD-1172-2011 Safety Software Quality Assurance Functional Area Qualification Standard DOE-STD-1173-2009 Criticality Safety Functional Area Qualification Standard DOE-STD-1174-2013 Radiation Protection Functional Area Qualification Standard DOE-STD-1175-2013 Senior Technical Safety Manager Functional Area Qualification Standard DOE-STD-1183-2007 Nuclear Safety Specialist Functional Area Qualification Standard DOE-STD-1185-2007 Change Notice 1 Nuclear Explosive Safety Study Functional Area Qualification Standard DOE-STD-1186-2004 Specific Administrative Controls DOE-STD-1189-2008 Integration of Safety into the Design Process Updated 6/10/14 Page 8 Concurrence Prior to Revision or Cancellation Directive Title/Comment DOE-STD-1195-2011 Design of Safety Significant Instrumented Systems Used at DOE Non-Reactor Nuclear Facilities DOE-STD-1196-2011 Derived Concentration Technical Standard DOE-STD-1212-2012 Explosives Safety DOE-STD-3006-2010 Planning and Conducting Readiness Reviews DOE-STD-3007-2007 Guidelines for Preparing Criticality Safety Evaluations at Department of Energy Non-Reactor Nuclear Facilities DOE-STD-3009-94 Change Notice 3 Preparation Guide for U.S. DOE Nonreactor Nuclear Facility Safety Analysis Reports DOE-HDBK-3010-94 Airborne Release Fractions/Rates and Respirable Fractions for Nonreactor Nuclear Facilities Volume 1 - Analysis of Experimental Data, December 1994 Volume 2 - Appendices, December 1994 DOE-STD-3011-2002 Guidance for Preparation of Basis for Interim Operation (BIO) Documents DOE-HDBK-3012-2003 Guide To Good Practices For Operational Readiness Reviews (ORR), Team Leader's Guide DOE-STD-3013-2012 Stabilization, Packaging, and Storage of Plutonium-Bearing Materials DOE-STD-3014-2006 Accident Analysis for Aircraft Crash into Hazardous Facilities DOE-NA-STD-3016- 2006 Hazard Analysis Reports for Nuclear Explosive Operations DOE-STD-3020-2005 Specification for HEPA Filters Used by DOE Contractors DOE-STD-3024-2011 Content of System Design Descriptions DOE-STD-3025-2007 Quality Assurance Inspection and Testing of HEPA Filters DOE-STD-3028-2000 Criteria for Packaging and Storing Uranium-233-Bearing Materials DOE-STD-5506-2007 Preparation of Safety Basis Documents for TRU Waste Facilities