SD 251.1-2 Rev. 3, Index of Baseline Nuclear Safety Requirements

National Nuclear Security Administration Index of Baseline Nuclear Safety Requirements NA-1 SD 251.1-2 Revision 3 June 1, 2006 Approved By: Jerald S. Paul (for NA-1) Date Principal Deputy Administrator National Nuclear Security Administration 2 Change History First Effective Revision, Revision 3, June 1, 2006 Changes from Draft Rev 2: Added basis for inclusion in Part I of the Index Added Supplemental Directive numbering Made an NA-1 procedure Eliminated from Part I: O151.1C 11/02/05 Comprehensive Emergency Management System O225.1A 11/26/97 Accident Investigations O430.1B 9/24/03 Real Property Asset Management O440.1A 3/27/98 Worker Protection Management for DOE Federal and Contractor Employees O450.1 Chg 2 12/07/05 Environmental Protection Program O460.2A 12/22/04 Departmental Materials Transportation and Packaging Management O470.2B 10/31/02 Independent Oversight and Performance Assurance Program O5400.5, Chg 2 1/7/93 Radiation Protection of the Public and the Environment O5480.30, Chg 1 3/14/01 Nuclear Reactor Safety Design Criteria (required explicitly by O420.1B) O5530.3 Chg 1 4/10/92 Radiological Assistance Program O5660.1B 5/26/94 Management of Nuclear Materials M231.1-1A Chg 1 9/9/04 Environment, Safety and Health Reporting Manual M231.1-2 8/19/03 Occurrence Reporting and Processing of Operations Information M435.1-1 Chg 1 6-19-01 Radioactive Waste Management Manual M440.1-1A 1-9-06 DOE Explosives Safety Manual (note: required by reference in O420.1B) M460.2-1 9/23/02 Radioactive Material Transportation Practices Manual M461.1-1 Chg 1 7-26-05 Packaging and Transfer of Materials of National Security Interest Manual Note: Compliance with O5480.30 is required by O420.1B CRD I. 3.(b)(9) Compliance with M440.1-1A is required by O420.1B CRD I. 3.(c) Compliance with M461.1-1 is required by O461.1A CRD 15 Compliance with M435.1-1 is required by O435.1CRD 1 Added to Part II DOE O/M 413.3 DOE P/O 226.1 DOE G 414.1-5 DOE STD 1088-95 DOE N 203.1 DOE STD 3025-99 Contents Foreword ......................................................................................................................... 1 1. SCOPE ........................................................................................................................... 2 2. APPLICABILITY.......................................................................................................... 2 3. REFERENCES .............................................................................................................. 2 4. INDEX PART I: REQUIREMENTS IN CONTRACTS............................................... 3 5. INDEX PART II. CHANGE CONTROL...................................................................... 4 Table II-1. Directives That Require CTA Concurrence..................................................... 4 Table II-2. Standards That Require CTA Concurrence ..................................................... 7 NA-1 SD 251.1-2 June 1, 2006 1 Foreword This Index defines those DOE Directives and Technical Standards that the National Nuclear Security Administration (NNSA) Administrator has determined have sufficient potential for impact on nuclear safety that Central Technical Authority (CTA) involvement is warranted in their development and certain decisions regarding application and change control.

Part I of this Index is designed for use by NNSA Site Office Managers. It lists the DOE Orders, Notices and Manuals for which CTA concurrence is needed on exemptions or decisions not to implement provisions of the associated Contractor Requirements Document. Included in this part are Orders, Notices and Manuals that directly impact the establishment, verification, and maintenance of the safety bases (defined per 10 CFR 830) for NNSA nuclear facilities. Part II of the Index is designed for use by the NNSA points of contact for the DOE Directives and Technical Standards systems. It identifies the set of DOE Directives and Standards that require CTA concurrence prior to providing NNSA concurrence to any revision or cancellation. This index was named and initially designed around the term ‘Nuclear Safety Requirements.’ Although this title has been retained, the document has been revised to index a well-defined set of DOE Directives and Standards that have significant potential to affect nuclear safety at NNSA nuclear facilities. The NNSA Administrator has provided direction on the management of these documents in contracts and change control in NA-1 SD 251.1-1, CTA Management of Nuclear Safety Requirements, available from the NNSA Chief of Defense Nuclear Safety. NA-1 SD 251.1-2 June 1, 2006 2 1. SCOPE The scope of this Index extends to those functions, responsibilities and authorities assigned to NNSA Central Technical Authority (CTA) and the Chief of Defense Nuclear Safety (CDNS) in the most current version of DOE-M-411.1-1C, Safety Management Functions, Responsibilities and Authorities Manual, and the NNSA Safety Management Functions, Responsibilities and Authorities Manual (FRAM). The scope includes the responsibilities of NNSA personnel needed to support the CTA. 2. APPLICABILITY The parts of this Index are to be used by NNSA personnel subject to the authority of the NNSA Administrator in managing nuclear safety requirements, consistent with the NNSA FRAM. This Index falls within the definition of a Supplemental Directive as defined in Chapter IV of DOE M 251.1-1A. It is intended for use in conjunction with the NA-1 SD 251.1-1, CTA Management of Nuclear Safety Requirements, which is approved for NA-1 by NA-2. NA-1 SD 251.1-1 is available from the NNSA Chief of Defense Nuclear Safety (NA-2.1). 3. REFERENCES 1. DOE-M-411.1-1C, Safety Management Functions, Responsibilities and Authorities Manual 2. NNSA Safety Management Functions, Responsibilities and Authorities Manual 3. NA-1 SD 251.1-1, CTA Management of Nuclear Safety Requirements 4. DOE M 251.1-1A, Directives System Manual NA-1 SD 251.1-2 June 1, 2006 3 4. Index Part I: Requirements in Contracts This part of the Index identifies the DOE Orders, Notices and Manuals for which CTA concurrence is needed prior to granting exemptions or for approving decisions not to implement applicable Contractor Requirements Document provisions of the listed directives. Included in this part are Orders, Notices and Manuals that directly impact the establishment, verification, and maintenance of the safety bases (defined per 10 CFR 830) for NNSA nuclear facilities. Details on the use of this section are provided in NA-1 SD 251.1-1, CTA Management of Nuclear Safety Requirements.

Directive and Date Title/Comment O414.1C 6/17/05 Quality Assurance O420.1B 12/22/05 Facility Safety O425.1C 3/13/03 Startup and Restart of Nuclear Facilities O433.1 6/1/01 Maintenance Management Program for DOE Nuclear Facilities O435.1 Chg 1 8/28/01 Radioactive Waste Management O452.1C 9/20/05 Nuclear Explosive and Weapon Surety Program O452.2B 8/7/01 Safety of Nuclear Explosive Operations O460.1B 4/4/03 Packaging and Transportation Safety O461.1A 4/26/04 Packaging and Transfer or Transportation of Materials of National Security Interest O5480.19, Chg 2 10/23/01 Conduct of Operations Requirements for DOE Facilities O5480.20A, Chg 1 7/12/01 Personnel Selection, Qualification, Training and Staffing Requirements at DOE Reactor and Non-Reactor Nuclear Facilities Notes: Compliance with O5480.30 is required by O420.1B CRD I. 3.(b)(9) Compliance with M440.1-1A is required by O420.1B CRD I. 3.(c) Compliance with M461.1-1 is required by O461.1A CRD 15 Compliance with M435.1-1 is required by O435.1CRD 1 NA-1 SD 251.1-2 June 1, 2006 4 5. Index Part II. Change Control This part identifies the set of DOE Directives and Standards that have sufficient potential to affect nuclear safety that CTA concurrence must be obtained prior to providing NNSA concurrence on any revision or cancellation. Because different processes are used to maintain Directives and Standards, the documents controlled under these two systems are listed separately, with Directives System documents listed in Table II-1, and Standards Program documents listed in Table II-2. Table II-1. Directives System Documents That Require CTA Concurrence Directive Title M251.1-1A Directives System Manual M231.1-1A Chg 1 Environment, Safety and Health Reporting Manual M231.1-2 Occurrence Reporting and Processing of Operations Information M411.1-1C Safety Management Functions, Responsibilities, and Authorities Manual M413.3-1 Program And Project Management For The Acquisition Of Capital Assets M426.1-1A Federal Technical Capability Manual M435.1-1 Chg 1 Radioactive Waste Management Manual M440.1-1A DOE Explosives Safety Manual M450.3-1 DOE Closure Process for Necessary and Sufficient Sets of Standards M460.2-1 Radioactive Material Transportation Practices Manual M461.1-1 Chg 1 Packaging and Transfer of Materials of National Security Interest Manual M470.4-2 Chg 1 Physical Protection M470.4-6 Nuclear Material Control and Accountability N203.1 Software Quality Assurance O151.1C Comprehensive Emergency Management System O225.1A Accident Investigations O226.1 Implementation of Department of Energy Oversight Policy O231.1A Chg 1 Environment, Safety, and Health Reporting O251.1A Directives System O252.1 Technical Standards Program O360.1 Federal Employee Training O413.3 Chg 1 Program And Project Management For The Acquisition Of Capital Assets O414.1C Quality Assurance O420.1B Facility Safety O425.1C Startup and Restart of Nuclear Facilities O430.1B Real Property Asset Management O433.1 Maintenance Management Program for DOE Nuclear Facilities O435.1 Chg 1 Radioactive Waste Management O440.1A Worker Protection Management for DOE Federal and Contractor Employees O450.1 Chg 2 Environmental Protection Program O451.1B Chg 1 National Environmental Policy Act Compliance Program O452.1C Nuclear Explosive and Weapon Surety Program NA-1 SD 251.1-2 June 1, 2006 5 O452.2B Safety of Nuclear Explosive Operations O460.1B Packaging and Transportation Safety O460.2A Departmental Materials Transportation and Packaging Management

O461.1A Packaging and Transfer or Transportation of Materials of National Security Interest O470.2B Independent Oversight and Performance Assurance Program O5400.5, Chg 2 Radiation Protection of the Public and the Environment O5480.19, Chg 2 Conduct of Operations Requirements for DOE Facilities O5480.20A, Chg 1 Personnel Selection, Qualification, Training and Staffing Requirements at DOE Reactor and Non-Reactor Nuclear Facilities O5480.30, Chg 1 Nuclear Reactor Safety Design Criteria O5530.3 Chg 1 Radiological Assistance Program O5660.1B Management of Nuclear Materials P226.1 Department of Energy Oversight Policy P410.1A Promulgating Nuclear Safety Requirements P450.3 Authorizing Use of the Necessary and Sufficient Process for Standards-Based Environment, Safety and Health Management G151.1-1 series Emergency Management Guide Volumes 1 through 7 G225.1A-1 Implementation Guide for Use with DOE Order 225.1 Accident Investigations G231.1-1 Occurrence Reporting and Performance Analysis Guide G231.1-2 Occurrence Reporting Causal Analysis Guide G252.1-1 Technical Standards Program Guide G414.1-1A Management Assessment and Independent Assessment Guide G414.1-2A Quality Assurance Management System Guide for Use with 10 CFR 830.120 and DOE Order 414.1 G414.1-3 Suspect/Counterfeit Items Guide for Use with 10 CFR 830 Subpart A, Quality Assurance Requirements, and DOE O 414.1B, Quality Assurance G414.1-4 Safety Software Guide for Use with 10 CFR 830, Subpart A, Quality Assurance Requirements, and DOE O 414.1C, Quality Assurance G414.1-5 Corrective Action Program Guide G420.1-1 Nonreactor Nuclear safety Design Criteria and Explosive Safety Criteria Guide for Use with DOE Order 420.1 Facility Safety G420.1-2 Guide for the Mitigation of Natural Phenomena Hazards for DOE Nuclear Facility and Non-Nuclear Facilities G421.1-1 series Criticality Safety Good Practices Program Guide for DOE Nonreactor Nuclear Facilities G421.1-2 Implementation Guide for Use in Developing Documented Safety Analyses to Meet Subpart B of 10 CFR 830 G423.1-1 Implementation Guide For Use In Developing Technical Safety Requirements G424.1-1 Implementation Guide for use in Addressing Unreviewed Safety Question G433.1-1 Nuclear Facility Maintenance Management Program Guide for Use with DOE Order 433.1 G435.1-1 series Implementation Guide for Use with DOE Manual 435.1-l Chapters 1 through 4 G440.1-1 Worker Protection Management for DOE Federal and Contractor Employees Guide for use with DOE O 440.1 G440.1-2 Construction Safety Management Guide For Use With DOE Order 440.1 NA-1 SD 251.1-2 June 1, 2006 6 G440.1-5 Fire Safety Program for use with DOE O 420.1 and DOE O 440.1 G450.1-1, -1A, -2 Implementation Guides for Use with DOE Order 450.1 G450.3-1, -2, -3 Documentation for Work Smart Standards Applications Volumes 1 through 3 G450.4-1B series Integrated Safety Management System Guide Volumes 1 through 2 G460.1-1 series Implementation Guide for Use with DOE Order 460.1A, Packaging and Transportation Safety G460.2- 1 Implementation Guide for Use with DOE Order 460.2 Departmental Materials Transportation and Packaging Management NA-1 SD 251.1-2 June 1, 2006 7 Table II-2. Standards Program Documents That Require CTA Concurrence Number Title DOE-STD-1020-2002 Natural Phenomena Hazards Design and Evaluation Criteria for Department of Energy Facilities DOE-STD-1021-93 Natural Phenomena Hazards Performance Categorization Guidelines for Structures,

Systems, and Components DOE-STD-1022-94 Natural Phenomena Hazards Characterization Guide DOE-STD-1023-95 Natural Phenomena Hazards Assessment Criteria DOE-STD-1027-92 Hazard Categorization and Accident Analysis Techniques for Compliance with DOE Order 5480.23 DOE-STD-1030-96 Guide to Good Practices for Lockouts and Tagouts DOE-STD-1063-2000 Facility Representatives DOE-STD-1066-99 Fire Protection Design Criteria DOE-STD-1073-2003 Department of Energy Standard Configuration Management DOE-STD-1083-95 Requesting and Granting Exemptions to Nuclear Safety Rules DOE-STD-1088-95 Fire Protection for Relocatable Structures DOE-STD-1090-2004 Hoisting and Rigging Standard DOE-HDBK-1099-96 Establishing Nuclear Facility Drill Programs DOE-STD-1104-96 Review and Approval of Nuclear Facility Safety Basis Documents (Documented Safety Analysis and Technical Safety Requirements DOE-STD-1134-99 Review Guide for Criticality Safety Evaluations DOE-HDBK-1148-2002 Work Smart Standards (WSS) Users Handbook DOE-STD-1158-2002 Self-Assessment Standard for DOE Contractor Criticality Safety Programs DOE-STD-1186-2004 Specific Administrative Controls DOE-STD-3006-2000 Planning and Conduct of Operational Readiness Reviews (ORR) DOE-STD-3007-93 Guidelines for Preparing Criticality Safety Evaluations at Department of Energy Non-Reactor Nuclear Facilities DOE-STD-3009-94 Preparation Guide for U.S. DOE Nonreactor Nuclear Facility Safety Analysis Reports DOE-HDBK-3010-94 Airborne Release Fractions/Rates and Respirable Fractions for Nonreactor Nuclear Facilities DOE-STD-3011-2002 Guidance for Preparation of Basis for Interim Operation (BIO) Documents DOE-HDBK-3012-2003 Guide To Good Practices For Operational Readiness Reviews (ORR), Team Leader's Guide DOE-STD-3013-2004 Stabilization, Packaging, And Storage Of Plutonium-Bearing Materials DOE-STD-3014-96 Accident Analysis for Aircraft Crash into Hazardous Facilities DOE-STD-3015-2001 Nuclear Explosive Safety Study Process DOE-DP-STD-3016-99 Hazard Analysis Reports for Nuclear Explosive Operations DOE-STD-3020-97 Specification for HEPA Filters Used by DOE Contractors DOE-STD-3024-98 Content of System Design Descriptions DOE STD-3025-99 QA Inspection and Testing of HEPA Filters