SD 410.1A Attachment 1, National Nuclear Security Administration Supplemental Listing of Directives Affecting Nuclear Safety Requirements

Updated 9/15/11 National Nuclear Security Administration Supplemental Listing of Directives Affecting Nuclear Safety Requirements Last Updated 09/15/11 U.S. DEPARTMENT OF ENERGY National Nuclear Security Administration Office of the Chief of Defense Nuclear Safety AVAILABLE ONLINE AT: http://hq.na.gov link to NNSA Policies/Supplemental Directives http://hq.na.gov/ This Page Intentionally Blank. Concurrence on Exemptions or Exceptions Page 1 Updated 9/15/11 ADDITIONAL DIRECTIVES (LATEST VERSION) REQUIRING CENTRAL TECHNICAL AUTHORITY CONCURRENCE PRIOR TO GRANTING EXEMPTIONS, EQUIVALENCIES OR EXCEPTIONS This document is maintained by the NNSA Chief of Defense Nuclear Safety and lists any directives, including Supplemental Directives or other NNSA issuances, for which NNSA employees must obtain Central Technical Authority concurrence prior to granting exemptions, equivalencies or exceptions. To enable use of a single reference, an updated list of directives identified in Attachment 1 from DOE O 410.1 is included on this list. If documents on this list are superseded prior to revision of this list, CTA concurrence requirements apply to the successor documents. Directive Title/Comment Lead NA-1 staff org DOE O 413.3B Program and Project Management for the Acquisition of Capital Assets NA-SH-10 DOE O 414.1D Quality Assurance NA-SH-10 DOE O 420.1B Chg 1 Facility Safety NA-SH-10 DOE O 422.1 Conduct of Operations Requirements for DOE Facilities NA-SH-10 DOE O 425.1D Startup and Restart of Nuclear Facilities NA-SH-10 DOE O 426.2 Personnel Selection, Training, Qualification, and Certification Requirements for DOE Nuclear Facilities NA-SH-10 DOE O 433.1B Maintenance Management Program for DOE Nuclear Facilities NA-SH-10 DOE M 435.1-1 Chg 1 Radioactive Waste Management Manual NA-SH-10 DOE O 435.1 Chg 1 Radioactive Waste Management NA-SH-10 DOE M 440.1-1A DOE Explosives Safety Manual NA-SH-10 DOE O 452.1D Nuclear Explosive and Weapon Surety Program NA-SH-10 DOE M 452.2-1A Nuclear Explosive Safety Manual NA-SH-10 DOE M 452.2-2 Nuclear Explosive Safety Evaluation Processes NA-SH-10 Page 2 Concurrence on Exemptions or Exceptions DOE O 452.2D Nuclear Explosive Safety NA-SH-10 DOE O 460.1C Packaging and Transportation Safety NA-SH-10 DOE O 461.1B Packaging and Transportation for Offsite Shipment of Materials of National Security Interest Manual NA-SH-10 DOE O 461.2 Onsite Packaging and Transfer of Materials of National Security Interest NA-SH-10 DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria NA-SH-10 Concurrence Prior to Revision or Cancellation Page 1 Updated 9/15/11 ADDITIONAL REGULATIONS AND DIRECTIVES (LATEST VERSION) REQUIRING CENTRAL TECHNICAL AUTHORITY CONCURRENCE PRIOR TO REVISION OR CANCELLATION This document is maintained by the NNSA Chief of Defense Nuclear Safety and lists directives not included in DOE O 410.1, including Supplemental Directives or other NNSA issuances, for which NNSA personnel must obtain Central Technical Authority concurrence prior to providing NNSA concurrence on revisions or cancellations. To enable use of a single reference, an update of the list of directives identified in Attachment 2 from DOE O 410.1 is included on this list. If documents on this list are superseded prior to revision of this list, CTA concurrence requirements apply to the successor documents. Directive Title/Comment Lead NA-1 staff org

BOP-10.002 Delegations of Nuclear Safety Authority NA-SH-10 BOP-50.001 NNSA ESAAB Equivalent Process NA-SH-20 BOP-50.003 Establishment of a National Nuclear Security Administration (NNSA) Independent Project Review (IPR) Policy NA-SH-10 NA-1 M 226.1A NNSA Line Oversight and Contractor Assurance System (LOCAS) NA-SH-20 NA-1 SD 226.1-1 Headquarters Biennial Review of Nuclear Safety Performance Manual NA-SH-10 NA-1 M 410.1A Implementation of NNSA Central Technical Authority Responsibilities Regarding Nuclear Safety Requirements NA-SH-10 NA-1 SD 411.1-1C NNSA Safety Management Functions, Responsibilities and Authorities Manual NA-SH-20 NA-1 M 426.1-1A Technical Qualification Program Plan for Federal Personnel with Safety Responsibilities at Defense Nuclear Facilities NA-SH-20 NA-1 SD 442.1-1 NNSA Differing Professional Opinions Manual for Technical Issues Involving Environment, Safety and Health NA-SH-10 Page 2 Concurrence Prior to Revision or Cancellation Directive Title/Comment Lead NA-1 staff org NA-1 SD 450.4-1 National Nuclear Security Administration Headquarters Integrated Safety Management System Description NA-SH-20 DOE M 140.1-1B Interface with the Defense Nuclear Facilities Safety Board NA-SH-10 DOE G 151.1-1A Emergency Management Fundamentals and the Operational Emergency Base Program NA-SH-10 DOE G 151.1-2 Technical Planning Basis NA-SH-10 DOE G 151.1-3 Programmatic Elements (cancels DOE G 151.1-1, V5- 1, DOE G 151.1-1, V5-2, DOE G 151.1-1, V5-3, DOE G 151.1-1, V5-4, DOE G 151.1-1, V7-1, and DOE G 151.1-1, V7-3) NA-SH-10 DOE G 151.1-4 Response Elements (cancels DOE G 151.1-1, V3-1, DOE G 151.1-1, V3-2, DOE G 151.1-1, V3-3, DOE G 151.1-1, V3-4, DOE G 151.1-1, V4-1, DOE G 151.1-1, V4-2, DOE G 151.1-1, V4-3, DOE G 151.1-1, V4-4, DOE G 151.1-1, V4-5, and DOE G 151.1-1, V4-6) NA-SH-10 DOE O 151.1C Comprehensive Emergency Management System NA-SH-10 DOE O 153.1 Departmental Radiological Emergency Response Assets NA-SH-20 DOE G 200.1-1 series Software Engineering Methodology NA-SH-20 DOE O 210.2A DOE Corporate Operating Experience Program NA-SH-20 DOE O 225.1B Accident Investigations NA-SH-20 DOE O 226.1B Implementation of Department of Energy Oversight Policy NA-SH-20 DOE P 226.1B Department of Energy Oversight Policy NA-SH-20 DOE O 227.1 Independent Oversight Program NA-SH-10 Concurrence Prior to Revision or Cancellation Page 3 Updated 9/15/11 Directive Title/Comment Lead NA-1 staff org DOE O 231.1B Environment, Safety and Health Reporting NA-SH-20 DOE O 232.2 Occurrence Reporting and Processing of Operations Information NA-SH-20 DOE O 251.1C Departmental Directives Program NA-SH-10 DOE O 252.1A Technical Standards Program NA-SH-20 DOE O 360.1C Federal Employee Training NA-SH-20 DOE O 410.1 Central Technical Authority Responsibilities Regarding Nuclear Safety Requirements NA-SH-10 DOE O 410.2 Management of Nuclear Materials NA-SH-10 DOE O 413.3B Program and Project Management for Acquisition of Capital Assets NA-SH-10 DOE G 413.3-3 Safeguards and Security For Project Management NA-SH-10 DOE G 414.1-1B Management and Independent Assessments Guide for Use with 10 CFR Part 830, Subpart A, and DOE O 414.1C, Quality Assurance; DOE M 450.4-1, Integrated Safety Management System Manual; and DOE O 226.1A, Implementation of Department of Energy Oversight Policy NA-SH-20 DOE G 414.1-4 Safety Software Guide for Use with 10 CFR 830

Subpart A, Quality Assurance Requirements and DOE O 414.1C, Quality Assurance NA-SH-20 DOE O 414.1D Quality Assurance NA-SH-20 DOE O 420.1B Chg 1 Facility Safety NA-SH-10 Page 4 Concurrence Prior to Revision or Cancellation Directive Title/Comment Lead NA-1 staff org DOE P 420.1 Department of Energy Nuclear Safety Policy NA-SH-10 DOE G 420.1-1 Nonreactor Nuclear Safety Design Criteria and Explosive Safety Criteria Guide for Use with DOE O 420.1 Facility Safety NA-SH-20 DOE G 420.1-2 Guide for the Mitigation of Natural Phenomena Hazards for DOE Nuclear Facility and Non-Nuclear Facilities NA-SH-10 DOE G 420.1-3 Implementation Guide for DOE Fire Protection and Emergency Services Programs for Use with DOE O 420.1B, Facility Safety (replaces DOE G 440.1-5, Implementation Guide for use with DOE Orders 420.1 and 440.1 Fire Safety Program.) NA-SH-10 DOE G 421.1-2 Implementation Guide for Use in Developing Documented Safety Analyses to Meet Subpart B of 10 CFR 830 NA-SH-10 DOE O 422.1 Conduct of Operations NA-SH-10 DOE G 423.1-1A Implementation Guide for Use in Developing Technical Safety Requirements NA-SH-10 DOE G 424.1-1B Implementation Guide for Use in Addressing Unreviewed Safety Questions Requirements NA-SH-10 DOE O 425.1D Startup and Restart of Nuclear Facilities NA-SH-10 DOE O 426.1 Federal Technical Capability NA-SH-20 DOE P 426.1 Federal Technical Capability Policy for Defense Nuclear Facilities NA-SH-20 DOE O 426.2 Personnel Selection, Training, Qualification, and Certification Requirements for DOE Nuclear Facilities NA-SH-10 DOE G 430.1-2 Implementation Guide for Surveillance and Maintenance During Facility Transition and Disposition NA-SH-20 DOE G 430.1-3 Deactivation Implementation Guide NA-SH-20 Concurrence Prior to Revision or Cancellation Page 5 Updated 9/15/11 Directive Title/Comment Lead NA-1 staff org DOE G 430.1-4 Decommissioning Implementation Guide NA-SH-20 DOE G 430.1-5 Transition Implementation Guide NA-SH-20 DOE O 430.1B Chg 2 Real Property Asset Management NA-SH-20 DOE G 433.1-1A Nuclear Facility Maintenance Management Program Guide for Use with DOE O 433.1B NA-SH-10 DOE O 433.1B Nuclear Facility Maintenance Management Program NA-SH-10 DOE O 435.1 Chg 1 Radioactive Waste Management NA-SH-20 DOE M 435.1-1 Chg 1 Radioactive Waste Management Manual NA-SH-20 DOE N 435.1 Contact-Handled and Remote-Handled Transuranic Waste Processing NA-SH-20 DOE G 435.1-1 series Implementation Guide for Use with DOE M 435.1-1 Chapters 1 through 4 NA-SH-20 DOE O 436.1 Departmental Sustainability NA-SH-20 DOE O 440.1B Worker Protection Management for DOE Federal Employees NA-SH-20 DOE G 440.1-1A Worker Protection Program for DOE (including the National Nuclear Security Administration) Federal Employees Guide for Use with DOE O 440.1B NA-SH-20 DOE M 440.1-1A DOE Explosives Safety Manual NA-SH-20 DOE G 440.1-8 Implementation Guide for Use with 10 CFR 851, Worker Safety and Health Program NA-SH-20 DOE M 441.1-1 Nuclear Material Packaging Manual NA-SH-10 DOE G 441.1-1C Radiation Protection Programs Guide for Use with Title 10, Code of Federal Regulations, Part 835, Occupational Radiation Protection NA-SH-20 DOE O 442.2 Differing Professional Opinions for Technical Issues Involving Environment, Safety and Health NA-SH-10 Page 6 Concurrence Prior to Revision or Cancellation Directive Title/Comment Lead NA-1 staff org DOE G 442.1-1 Department of Energy Employee Concerns Program

Guide NA-SH-20 DOE O 442.1A Department Of Energy Employee Concerns Program NA-SH-20 DOE O 450.2 Integrated Safety Management NA-SH-20 DOE G 450.3-3 Tailoring for Integrated Safety Management Applications NA-SH-10 DOE P 450.4A Safety Management System Policy NA-SH-20 DOE G 450.4-1B series Integrated Safety Management System Guide, Volumes 1 and 2 NA-SH-20 DOE O 451.1B Chg 2 National Environmental Policy Act Compliance Program NA-SH-20 DOE O 452.1D Nuclear Explosive and Weapon Surety Program NA-SH-10 DOE M 452.2-1A Nuclear Explosive Safety Manual NA-SH-10 DOE M 452.2-2 Nuclear Explosive Safety Evaluation Processes NA-SH-10 DOE O 452.2D Nuclear Explosive Safety NA-SH-10 DOE P 454.1 Use of Institutional Controls NA-SH-20 DOE G 454.1-1 Institutional Controls Implementation Guide for Use with DOE P 454.1, Use of Institutional Controls NA-SH-20 DOE P 455.1 Use of Risk-Based End States NA-SH-20 DOE O 458.1 Chg2 Radiation Protection of the Public and the Environment NA-SH-20 DOE G 460.1-1 series Packaging and Transportation Safety NA-SH-10 DOE O 460.1C Packaging and Transportation Safety NA-SH-10 Concurrence Prior to Revision or Cancellation Page 7 Updated 9/15/11 Directive Title/Comment Lead NA-1 staff org DOE O 460.2A Departmental Materials Transportation and Packaging Management NA-SH-10 DOE G 460.2-1 Implementation Guide for Use with DOE O 460.2 Departmental Materials Transportation and Packaging Management NA-SH-10 DOE M 460.2-1A Radioactive Material Transportation Practices Manual NA-SH-10 DOE M 461.1-1 Chg 1 Packaging and Transfer of Materials of National Security Interest Manual NA-SH-10 DOE O 461.1B Packaging and Transportation for Offsite Shipment of Materials of National Security Interest Manual NA-SH-10 DOE O 461.2 Onsite Packaging and Transfer of Materials of National Security Interest NA-SH-10 DOE M 470.4-2A Physical Protection NA-SH-10 DOE O 5480.30 Chg 1 Nuclear Reactor Safety Design Criteria NA-SH-10 10 CFR 820 Procedural Rules for DOE Nuclear Activities NA-SH-10 10 CFR 830 Nuclear Safety Management NA-SH-10 10 CFR 835 Occupational Radiation Protection NA-SH-20 10 CFR 851 Worker Safety and Health Program NA-SH-20 48 CFR 970.5203-2 DOE Acquisition Regulation, Performance Improvement and Collaboration NA-SH-10 48 CFR 970.5204-2 DOE Acquisition Regulation, Laws, Regulations and DOE Directives Clause NA-SH-10 48 CFR 970.5215-3 DOE Acquisition Regulation, Conditional Payment of Fee, Profit and other Incentives—Facility Management Contracts Clause NA-SH-20 48 CFR 970.5223-1 DOE Acquisition Regulation, Integration of Environment, Safety and Health Into Work Planning and Execution Clause NA-SH-20 DOE-STD-1020-2002 Natural Phenomena Hazards Design and Evaluation Criteria for Department of Energy Facilities NA-SH-10 Page 8 Concurrence Prior to Revision or Cancellation Directive Title/Comment Lead NA-1 staff org DOE-STD-1021-93 Natural Phenomena Hazards Performance Categorization Guidelines for Structures, Systems, and Components NA-SH-10 DOE-STD-1022-94 Natural Phenomena Hazards Characterization Guide NA-SH-10 DOE-STD-1023-95 Natural Phenomena Hazards Assessment Criteria NA-SH-10 DOE-STD-1027-92 Chg 1 Hazard Categorization and Accident Analysis Techniques for Compliance with DOE O 5480.23, Nuclear Safety Analysis Reports NA-SH-10 DOE-STD-1030-96 Guide to Good Practices for Lockouts and Tagouts NA-SH-20 DOE-STD-1063-2011 Facility Representatives NA-SH-20

DOE-STD-1066-99 Fire Protection Design Criteria NA-SH-10 DOE-STD-1073-2003 Configuration Management Program NA-SH-10 DOE-STD-1083-2009 Requesting and Granting Exemptions to Nuclear Safety Rules NA-SH-10 DOE-STD-1088-95 Fire Protection for Relocatable Structures NA-SH-10 DOE-STD-1090-07 Hoisting and Rigging NA-SH-20 DOE-HBK-1099-96 Establishing Nuclear Facility Drill Programs NA-SH-10 DOE-STD-1104-2009 Review and Approval of Nuclear Facility Safety Basis Documents (Documented Safety Analysis and Technical Safety Requirements) NA-SH-10 DOE-STD-1120-2005 Integration of Environment, Safety, and Health into Facility Disposition Activities, Volumes 1 and 2 NA-SH-20 DOE-STD-1129-2008 Tritium Handling and Safe Storage NA-SH-10 DOE-STD-1134-99 Review Guide for Criticality Safety Evaluations NA-SH-10 DOE-STD-1135-99 Guidance for Nuclear Criticality Safety Engineer Training and Qualification NA-SH-10 Concurrence Prior to Revision or Cancellation Page 9 Updated 9/15/11 Directive Title/Comment Lead NA-1 staff org DOE-STD-1137-2007 Fire Protection Engineering Functional Area Qualification Standard (replaces DOE-STD-1137- 2000) NA-SH-10 DOE-STD-1146-2007 General Technical Base Qualification Standard NA-SH-20 DOE-HBK-1148-2002 Work Smart Standards (WSS) Users Handbook NA-SH-10 DOE-STD-1150-2002 Quality Assurance Functional Area Qualification Standard NA-SH-20 DOE-STD-1151-2010 Facility Representative Functional Area Qualification NA-SH-10 DOE-STD-1158-2010 Self-Assessment Standard for DOE Contractor Criticality Safety Programs NA-SH-10 DOE-STD-1159-2003 Waste Management Functional Area Qualification Standard NA-SH-20 DOE-STD-1166-2003 Deactivation and Decommission Functional Area Qualification Standard NA-SH-20 DOE-STD-1172-2011 Safety Software Quality Assurance Functional Area Qualification Standard NA-SH-20 DOE-STD-1173-2009 Criticality Safety Functional Area Qualification Standard NA-SH-10 DOE-STD-1174-2003 Radiation Protection Functional Area Qualification Standard NA-SH-20 DOE-STD-1175-2006 Senior Technical Safety Manager Functional Area Qualification Standard NA-SH-20 DOE-STD-1183-2007 Nuclear Safety Specialist Functional Area Qualification Standard NA-SH-10 DOE-STD-1185-2007 CN-1 Nuclear Explosive Safety Study Functional Area Qualification Standard NA-SH-10 DOE-STD-1186-2004 Specific Administrative Controls NA-SH-10 DOE-STD-1189-2008 Integration of Safety Into The Design Process NA-SH-10 DOE-STD-1195-2011 Design of Safety Significant Instrumented Systems Used at DOE Non-Reactor Nuclear Facilities NA-SH-10 DOE-STD-1196-2011 Derived Concentration Technical Standard NA-SH-10 Page 10 Concurrence Prior to Revision or Cancellation Directive Title/Comment Lead NA-1 staff org DOE-STD-3006-2010 Planning and Conduct of Operational Readiness Reviews (ORR) NA-SH-10 DOE-STD-3007-2007 Guidelines for Preparing Criticality Safety Evaluations at Department of Energy Non-Reactor Nuclear Facilities NA-SH-10 DOE-STD-3009-94 Chg 3 Preparation Guide for U.S. DOE Nonreactor Nuclear Facility Safety Analysis Reports NA-SH-10 DOE-HDBK-3010-94 Chg 1 Airborne Release Fractions/Rates and Respirable Fractions for Nonreactor Nuclear Facilities Volume 1 - Analysis of Experimental Data, December 1994 Volume 2 - Appendices, December 1994 NA-SH-10 DOE-STD-3011-2002 Guidance for Preparation of Basis for Interim Operation (BIO) Documents NA-SH-10 DOE-HDBK-3012-2003 Guide To Good Practices For Operational Readiness

Reviews (ORR), Team Leader's Guide NA-SH-10 DOE-STD-3013-2004 Stabilization, Packaging, and Storage of Plutonium- Bearing Materials NA-SH-10 DOE-STD-3014-96 Accident Analysis for Aircraft Crash into Hazardous Facilities NA-SH-10 DOE-NA-STD-3016- 2006 Hazard Analysis Reports for Nuclear Explosive Operations NA-SH-10 DOE-STD-3020-2005 Specification for HEPA Filters Used by DOE Contractors NA-SH-10 DOE-STD-3024-98 Content of System Design Descriptions NA-SH-10 DOE-STD-3025-2007 Quality Assurance Inspection and Testing of HEPA Filters NA-SH-10 DOE-STD-3028-2000 Criteria for Packaging and Storing Uranium-233- Bearing Materials NA-SH-10 DOE-STD-5506-2007 Preparation of Safety Basis Documents for TRU Waste Facilities NA-SH-10 Concurrence Prior to Revision or Cancellation Page 11 Updated 9/15/11